Overview: The Legislative Framework in the Senate
U.S. Senate Legislative Process
Origin of the Senate: The Great Compromise
On July 16, 1787, the fifty-five Founding Fathers meeting in
Philadelphia reached what is commonly called the "Great Compromise."
The compromise emerged from the struggle between the large states and
the small states over the apportionment of seats in the Congress. The
Framers easily accepted by principle of bicameralism-a two-house
national legislature-but disagreed strongly over how each chamber
would be constituted. This was the most contentious issue at the
Constitutional Convention and nearly led to its dissolution. The large
states favored the "nationalist" principle of popularly-based
representation, but the smaller states insisted on a "federal"
principle ensuring representation by states. The smaller states feared
that if representation was based on population, the larger states
would quickly dominate the new Congress.
In the end, the Framers reached an agreement: House seats would be
apportioned among the states based on population and Representatives
would be directly elected by the people; the Senate would be composed
of two Senators per state-regardless of size or population-indirectly
elected by the state legislature. As James Madison wrote in Federalist
No. 39, "The House of Representatives will derive its powers from the
people of America....The Senate, on the other hand, will derive its
powers from the States, as political and co-equal societies; and these
will be represented on the principle of equality in the Senate." The
principle of two Senators from each state was further guaranteed by
Article V of the Constitution: "no State, without its Consent, shall
be deprived of equal Suffrage in the Senate."
Decisions made at the Constitutional Convention about the Senate still
shape its organization and operation today, and make it unique among
national legislative institutions. William E. Gladstone, four-time
British Prime Minister during the 19th century, said the United States
Senate, is a "remarkable body, the most remarkable of all the
inventions of modern politics." Plainly, the Framers did not want the
Senate to be another House of Representatives, and the institutional
uniqueness of the upper house flows directly from the decisions they
made at the Constitutional Convention.
Several of those constitutional decisions led to important and
enduring features of the Senate and its legislative process. These
features include constituency, size, term of office, and special
prerogatives.
Constituency
The one state - two Senator formula means that all Senators represent
constituencies that are more heterogeneous than the districts
represented by most House members. As a result, Senators must
accommodate a larger range of interests and pressures in their
representational roles. Further, because each Senator has an equal
vote regardless of his or her state's population, the Senate remains
a oddly apportioned institution: Senators from the twenty-six smallest
states, who (according to the 2000 census) represent 17.8% of the
nation's population, constitute a majority of the Senate - a reality
which has aroused little public interest or concern.
The Framers, of course, could not have foreseen the country's
population increases, migratory patterns, or huge disparities in state
sizes. While Members from small and large states all have comparable
committee and floor responsibilities, few are likely to deny that
Senators from the more populous states, such as California, face a
broader array of representational pressures than lawmakers from the
smaller states, such as Wyoming. An indirect effect of Senate
apportionment, some scholars contend, is that contemporary floor
leaders of either party are likely to come from smaller rather than
larger states because they can better accommodate the additional
leadership workload.
Size
The one state - two Senator formula also meant that from the outset
the Senate's membership was relatively small compared to the House.
When it first convened it March 1789, there were twenty-two Senators
(North Carolina and Rhode Island soon entered the Union to increase
the number to twenty-six). As new states entered the Union, the
Senate's size expanded to the 100 that it is today.
The Senate's relatively small size has significantly shaped how it
works. In the smaller and more intimate Senate, vigorous leadership
has been the exception rather than the rule. The relative informality
of Senate procedures testifies to the looser reins of leadership.
Significantly, there is large deference to minority views and all
Senators typically have ample opportunities to be heard on the issues
of the day. Compared with the House's complex rules and voluminous
precedents, the Senate's rules are brief and often set aside. Informal
negotiations among Senators interested in a given measure are
commonplace. Although too large for its members to draw their chairs
around the fireplace on a chilly winter morning as they did in the
early years the Senate today retains a clubby atmosphere that the
House lacks.
Term of Office, Qualifications, and Selection
A key goal of the Framers was to create a Senate differently
constituted from the House so it would be less subject to popular
passions and impulses. "The use of the Senate," wrote James Madison
in Notes of Debates in the Federal Convention of 1787, "is to consist
in its proceedings with more coolness, with more system and with more
wisdom, than the popular branch." An oft-quoted story about the
"coolness" of the Senate involves George Washington and Thomas
Jefferson, who was in France during the Constitutional Convention.
Upon his return, Jefferson visited Washington and asked why the
Convention delegates had created a Senate. "Why did you pour that
coffee into your saucer?" asked Washington. "To cool it," said
Jefferson. "Even so," responded Washington, "we pour legislation
into the senatorial saucer to cool it."
To foster values such as deliberation, reflection, continuity, and
stability in the Senate, the Framers made several important decisions.
First, they set the senatorial term of office at six years even though
the duration of a Congress is two years. The Senate, in brief, was to
be a "continuing body" with one-third of its membership up for
election at any one time. As Article I, section 3, states:
"Immediately after they shall be assembled in consequence of the
first election, they shall be divided as equally as may be into three
classes." Second, to be a Senator, individuals had to meet different
qualifications compared to service in the House of Representatives.
To hold office, Senators have to be at least 30 years of age and nine
years a citizen; House members are to be 25 years and seven years a
citizen. Senators, in brief, were to be more seasoned and experienced
than representatives. Finally, the indirect election of Senators by
state legislatures would serve to check precipitous decisions which
might emanate from the directly elected House and buttress the states'
role as a counterweight to the national government.
Direct election of Senators came with the Seventeenth Amendment,
ratified in 1913. A byproduct of the Progressive movement, it was
designed to end corruption in state legislatures (involving the
purchase of Senate seats), blunt the power of party machine bosses
and corporations, prevent deadlocks in the election of Senators, and
make Senators directly answerable to the people for their actions
and decisions.
Special Perogatives
Although the House and Senate share all lawmaking authority, including
overriding presidential vetoes, the Framers assigned special
prerogatives to the Senate. Under the Constitution's "advice and
consent" provisions (Article II, section 2), only the Senate considers
the ratification of treaties (which requires a two-thirds vote) and
presidential appointments for such positions as federal judgships,
ambassadorships, or Cabinet offices (all of which require a majority
vote for approval). The Framers entrusted "advice and consent" duties
exclusively to the Senate in part because they expected these matters
to be handled in a thoughtful and responsible manner. The qualities
they embedded in a continuing body - stability, experience, and a longer
perspective - were valuable in handling issues involving national
security and international relations. The Senate's role in the
appointments process, wrote Alexander Hamilton in Federalist No. 76,
would serve as "an excellent check upon the spirit of favoritism in
the President, and would tend greatly to preventing the appointment
of unfit characters from State prejudice, from family connection, from
personal attachment, or from a view to popularity."
The Constitution (Article I, section 3) also grants the Senate the
"sole Power to try all Impeachments." The House possesses the
constitutional authority to decide by majority vote whether to impeach
(or indict) executive or judicial officials while the Senate, by a
two-thirds vote, determines whether to convict and remove from office
any impeached official. "Where else," wrote Alexander Hamilton in
Federalist No. 65, "than in the Senate could have been found a
tribunal sufficiently dignified, or sufficiently independent? What
other body would be likely to feel confidence enough in its own
situation, to preserve unawed and uninfluenced the necessary
impartiality between an individual accused, and the representatives
of the people, his accusers?" (Italics in original)
Understandably, the Senate's constitutional origins continue to shape
its organization and operations. Three features in particular are
noteworthy, because they contribute to making the Senate the unique
institution that it is. They are extended debate, the lack of formal
party leaders until the early 1900s, and the use of unanimous consent
to conduct most of its business.
Extended Debate
All Senators have two traditional freedoms that, so far as is known,
no other legislators worldwide possess. These two freedoms are
unlimited debate and an unlimited opportunity to offer amendments,
relevant or not, to legislation under consideration. The small size
of the Senate permitted these traditional freedoms to emerge and
flourish, subject to very few restrictions. Not until 1917 did the
Senate adopt its first cloture rule (Rule XXII). Thus, from 1789
until 1917, there was no way for the Senate to terminate extended
debates (called "filibusters" if employed for dilatory purposes)
except by unanimous consent, compromise, or exhaustion.
Floor Leaders
Throughout the 19th century, many Senators were called "leaders" by
their colleagues, commentators, scholars, or others. But no single
Senator exercised central management of the legislative process in
the manner of today's floor leader. As late as 1885, Woodrow Wilson
could write in his classic study, Congressional Government, "No one
is the Senator.... No one exercises the special trust of acknowledged
leadership." (Italics in original) No doubt the small size of the
early Senate and the tradition of viewing Members as "ambassadors"
from sovereign states promoted an informal and personal style of
senatorial leadership. Although the general scholarly consensus is
that certain Senators began to function formally as party leaders in
the early 1900s, the minutes of the respective party caucuses indicate
that Democrats officially elected their "leader" in 1920; Republicans
followed suit five years later. Floor leaders acquired procedural
resources over time, such as their right of preferential recogniton,
that helped them to manage the Senate's work. However, their formal
powers are limited and many floor leaders have said that their job is
akin to "herding cats."
Unanimous Consent
From its beginning, the Senate has transacted much of its business by
unanimous consent. The Senate's small size, few rules, and informality
encouraged the rise of this practice. A single objection ("I object")
blocks a unanimous consent request. Even several of the Senate's early
rules incorporated unanimous consent provisions to speed the Senate's
routine business.
Two types of unanimous consent are prevalent in today's Senate. Simple
unanimous consent requests deal with noncontroversial matters, such
as Senators asking unanimous consent to dispense with the reading of
amendments. Complex unanimous consent agreements establish a
tailor-made procedure for considering virtually any kind of business
that the Senate takes up. They are commonly brokered by the parties'
floor leaders and managers. Two fundamental objectives of these accords
are to limit debate and to structure the amendment process. As two
Senate parliamentarians wrote in the Senate's volume of precedents:
"Whereas Senate Rules permit virtually unlimited debate, and very
few restrictions on the right to offer amendments, these [unanimous
consent] agreements usually limit debate and the right of Senators
to offer amendments."
Summary
If the Founding Fathers visited the modern Senate, they would find
that most of their fundamental principles continue to guide its
legislative process. The direct election of Senators is probably the
most significant constitutional change to their handiwork. On the
other hand, the "changing Senate" might surprise some of the Framers.
Senators, for example, typically attract large media attention,
especially compared to most House members. One result is that the
Senate has been an "incubator" for presidential contenders. The
practice of "holds" (requests by Senators to party leaders to delay
floor consideration of legislation or nominations), which is nowhere
recognized in Senate rules or precedents and about which little is
known with respect to its origins, has become a prominent feature of
today's Senate. Despite these and many other developments, the Senate
remains the preeminent legislative forum for protecting political
minorities and debating and refining the great issues of the day.
Committee Organization and Procedure
Committees in the Senate have the power to conduct hearings and
investigations, to draft bills and resolutions (and amendments to
them), to report legislation to the Senate for its possible
consideration, and to conduct oversight of the executive branch.
Senate committees also have the power to originate legislation.
Additionally, Senate committees consider treaties and nominations in
the course of the Senate's exercise of its constitutional authority
of "advice and consent."
Committee Organization
Committee Assignments. Committee assignments serve an important
purpose in each Senator's pursuit of legislative, representational,
and other goals. They are also important to party leaders who organize
and shape the composition of the committees. Senate rules prescribe
the size of each committee. Committee party ratios generally reflect
party strength in the chamber. Adjustments to committee size and ratio
often result from interparty negotiations before each Congress.
Senate rules specify certain procedures for making committee
assignments. The rules of the party conferences supplement the Senate
rules, providing more specific criteria for making committee
assignments.
Senate rules categorize standing and other committees for the purpose
of distributing committee assignments to Senators. Essentially, each
Senator is limited to service on two "A" committees, and on one "B"
committee. Assignment to "C" committees is unrestricted. Party rules
also restrict Senators' service on so-called "Super A" committees.
Additionally, these service rules may be waived individually or
collectively, as the Senate (and its parties) think necessary.
Jurisdiction and Referral. Committee jurisdiction is determined by
Senate rules, supplemented by formal agreements among committees and
precedents established by prior referrals. Senate Rule XXV identifies
the policy topics handled by each standing committee. The formal
responsibility for referral rests with the presiding officer of the
Senate, but in practice the Senate parliamentarian advises on bill
referrals. Measures are generally referred to a single committee
based on "the subject matter which predominates." By unanimous
consent, the Senate permits multiple referrals, either joint or
sequential, for measures that cross jurisdictional boundaries.
Multiple referral may also be accomplished by motion of the joint
party leaders, although it appears that this motion has never been
used.
Subcommittees. A subcommittee is a subunit of a committee established
for the purpose of dividing and managing a committee's work. Unlike
the House, the Senate places no direct limits on the number of
subcommittees that a committee may create, and there are no
requirements to create any subcommittees.
However, both Senate and Republican Conference rules limit the number
of subcommittee assignments per Senator. Under Senate Rule XXV, a
Senator may sit on no more than three subcommittees on each of his
class "A" committee assignments, and on no more than two subcommittees
on a class "B" committee. A Senate standing order also encourages
Senate committees to adopt rules for equitable assignment of Senators
to subcommittees. Several committees have adopted such provisions,
which prohibit a Senator's assignment to a second subcommittee until
all committee members have chosen one assignment in the order of their
seniority. As with full committee assignment limits, subcommittee
assignment limits can be waived.
Committee Rules. As agents of the Senate, committees must comply with
all applicable Senate directives. Most of these requirements appear
in Senate Rule XXVI. Each Senate committee must adopt (and publish in
the Congressional Record), written rules to govern its proceedings
"not inconsistent with the Rules of the Senate." These committee rules
generally dictate the procedures a committee follows in conducting its
business. For example, committees must select a regular meeting day,
which must be at least monthly, and determine appropriate quorums for
various committee actions within the limits of Senate rules.
Committee Hearings
Committees use hearings to gather information for use in legislative,
oversight and investigative activities, and to review the
qualifications of presidential nominees. Regardless of the type of
hearing, or whether a hearing is held in Washington or elsewhere,
hearings share common aspects of planning and preparation. Senate
standing committees and subcommittees are authorized to meet and to
hold hearings when the Senate is in session, and when it has recessed
or adjourned. To minimize conflicts with floor activities, a committee
may not meet, without unanimous consent, on any day after the Senate
has been in session for two hours, or after 2:00 p.m. when the Senate
is in session.
Senate Rule XXVI requires each committee (except Appropriations and
Budget) to give at least one week's notice of the date, place, and
subject of a hearing; however, a committee may hold a hearing with
less than one week's notice if it determines that there is "good
cause." These notices appear in the Daily Digest section of the
Congressional Record. While the Senate rule requires a one week public
notice, a separate standing order of the Senate requires each Senate
committee to notify the Daily Digest Office as soon as a hearing is
scheduled [S.Res. 4, 95th Congress]. Hearings are generally open to
the public, but can be closed by a committee roll-call vote in open
session if the subject matter falls within specific categories
enumerated in Senate rules.
Although a committee chair determines the agenda and selects
witnesses, the minority typically works informally with the majority
to invite witnesses representing its views. Senate rules allow the
minority-party members of a committee (except Appropriations) to call
witnesses of their choice on at least one day of a hearing. Witnesses
before Senate committees generally must provide the committee with a
copy of their written testimony at least one day before their oral
testimony, with specifics set out in individual committee rules. It
is common practice to request witnesses to limit their oral remarks
to a brief summary of the written testimony.
A question-and-answer period generally follows a witness's testimony.
Each committee determines the order in which Senators question
witnesses. Although Senate rules do not restrict the length of time
each Senator may question a witness, several committees have adopted
such rules. Some committees also authorize committee staff to question
witnesses.
Committee Markup
A markup is a meeting of the committee to debate and consider
amendments to a measure under consideration. The markup determines
whether the measure pending before a committee will be recommended
to the full Senate, and whether it should be amended in any
substantive way.
Procedures in markup for the most part reflect procedures used on
the Senate floor, possibly modified by an individual committee's rules.
The process begins when the chair of the committee schedules and sets
the agenda for the markup. In leading a markup, the chair has broad
discretion choosing the legislative vehicle and presenting it for
consideration and amendment. The measure that is marked up may be one
that was introduced in the Senate, or received from the House and
referred to the committee. Alternatively the chair may choose to
consider the text of a draft measure that has not been introduced,
such as a subcommittee-reported version or a chairman's mark. In still
other cases, the markup vehicle may be placed before the committee as
an "amendment in the nature of a substitute" for the measure or text
initially referred to it.
Reporting Legislation
When a committee concludes its markup, any committee member may move
to order the measure reported to the Senate. A committee has several
options for the form in which the a measure is ordered reported. It
may be reported with no changes, with amendments to various sections
adopted in markup, or with one amendment in the nature of a substitute.
In addition, a Senate committee is authorized to report an original
bill that embodies a text decided upon in markup.
Senate rules require the physical presence of a majority of the
committee in order to report a measure. Absent Senators may vote
by proxy on reporting a measure unless a committee has adopted a
rule to the contrary, but such proxy votes may not effect the outcome
of a vote to report a measure, and proxies may not be counted to
determine a quorum.
Following a committee's vote to order a measure reported, it is the
duty of the committee's chairman to report the measure promptly to
the Senate. When a committee reports a measure, it generally prepares
an accompanying written report that describes the purposes and
provisions of the measure. If a report is submitted, Senate rules and
statutes require the inclusion of such components as records of
roll-call votes cast in committee, cost estimates, a statement of
regulatory impact, and the specific changes the legislation would make
to existing law. Committee members are also entitled to at least three
days to prepare supplementary, minority, or additional views for
inclusion in the report.
Committee Publications
Senate committees publish a variety of documents dealing with
legislative issues, investigations, and internal committee matters.
Print copies of these publications are generally available from the
issuing committees or the Senate document room. Increasingly,
committee publications are available in electronic format, either
on the committee's web site or via GPO Access.
Hearings
Printed hearings contain the edited transcript of testimony, but they
are often not published for months after a hearing. Hearing
transcripts are usually available for inspection in committee offices
and are often posted online.
Committee Reports on Measures
A committee report accompanying legislation, described above,
provides an explanation of a measure, and the committee's actions
in considering it.
Committee Calendars
Committee calendars are comprehensive records of a committee's
actions, including committee rules, membership, brief legislative
histories of measures referred to the committee, lists of hearings
and markups held, and often a list of committee publications.
Calendars are published at the end of each Congress.
Committee Prints
Finally, committees may also publish other information as "committee
prints." A committee print might include committee rules or a report
on a policy issue the committee wants to distribute widely, but in a
form which is less formal than a committee report. A committee may
also prepare a text which the Senate (by resolution) orders printed
as a numbered Senate document.
Senate Floor Procedure
Senate Proceedings and Senators' Rights
Senate floor proceedings are governed not only by the Senate's
standing rules and precedents, but by various customary practices.
Generally, these practices expedite business, but require unanimous
consent.
Senate rules and practices emphasize full deliberation more than
expeditious decision, and rights of individual Senators more than the
powers of the majority. Senators can protect their rights by objecting
to unanimous consent requests to waive rules. Compromise and
accommodation tend to prevail; Senators most often insist on strict
enforcement of rules in contentious situations.
Debate, Filibusters, and Cloture
The presiding officer of the Senate may not use the power to recognize
Senators to control the flow of business. If no Senator holds the
floor, any Senator seeking recognition has a right to be recognized,
and then, usually, to speak for as long as he or she wishes (but only
twice a day on the same question). Once recognized, a Senator can move
to call up any measure or offer any amendment or motion that is in
order. Senate rules do not permit a majority to end debate and vote
on a pending question.
Generally, no debatable question can come to a vote if Senators still
wish to speak. Senators who oppose a pending bill or other matter may
speak against it at indefinite length, or delay action by offering
numerous amendments and motions. A filibuster involves using such
tactics in the hope of convincing the Senate to alter a measure or
withdraw it from consideration. The only bills that cannot be
filibustered are those few considered under provisions of law that
limit time for debating them.
The only procedure Senate rules provide for overcoming filibusters is
cloture, which cannot be voted until two days after it is proposed in
a petition signed by 16 Senators. Cloture requires the support of
three-fifths of Senators (normally 60), except on proposals to change
the rules, when cloture requires two-thirds of Senators voting. If the
Senate invokes cloture on a bill, amendment, or other matter, its
further consideration is limited to 30 additional hours, including
time consumed by votes and quorum calls, during which each Senator
may speak for no more than one hour.
Scheduling Legislative Business
Senate business includes legislative business (bills and resolutions)
and executive business (nominations and treaties). (The Senate also
sits as a court to try impeachments, for which a special, separate set
of rules applies.) When introduced or received from the House or the
President, legislative or executive business is normally referred to
the committee with appropriate jurisdiction. Business is placed on the
legislative or executive calendar, and becomes available for floor
consideration, if the committee reports it.
The Senate accords its majority leader prime responsibility for
scheduling. He may carry out this responsibility by moving that the
Senate proceed to consider a particular matter. By precedent, he and
the minority leader are recognized preferentially, and by custom only
he (or his designee) makes motions or requests affecting when the
Senate will meet and what it will consider.
For executive business, this motion to proceed may be offered in a
nondebatable form, but for legislative business it usually is
debatable. Whenever possible, therefore, the majority leader instead
calls up bills and resolutions by unanimous consent. If Senators
object to unanimous consent to take up a measure, they are implicitly
threatening to filibuster a motion to consider it. They may do so
because they oppose that measure, or in the hope of influencing action
on some other matter.
Senators can even place a "hold" on a measure or nomination, although
this practice is not recognized in Senate rules. "Holds" are requests
by Senators to their party's floor leader to object on their behalf
to any request to consider a matter, at least until they have been
consulted. The majority leader will usually not even request consent
to consider a measure if there is a hold on it.
Senate rules also permit a measure to be placed directly on the
calendar when introduced or received from the House. This process
permits Senators to bypass referral to a committee they believe
unsympathetic. Alternatively, if a committee fails to report a
measure, a new measure with exactly the same provisions may be
introduced and placed directly on the calendar.
Finally, Senate rules do not require that amendments be germane or
relevant, except to general appropriation bills, budget measures,
and matters under cloture (and a few other bills, pursuant to
statutes). Consequently, if a committee fails to report a measure,
a Senator may offer its text as an amendment to any other measure
under consideration, without regard to the scheduling preferences
of the majority leader.
The Daily Order of Business
Each time the Senate convenes after an adjournment, a new legislative
day begins. On each new legislative day, Senate rules provide for a
"Morning Hour" during which routine "morning business" can occur,
such as introducing bills and submitting committee reports. During
this period, the Senate may also be able to take up bills on the
calendar by nondebatable motions.
In practice, the Senate often recesses at the end of the day, rather
than adjourning. Party leaders sometimes prefer a recess because it
gives them greater flexibility in shaping the Senate's daily business.
Since there is then no Morning Hour when the Senate next convenes, the
majority leader usually obtains unanimous consent for "a period for
routine morning business," such as bill introductions. Senators often
make brief speeches during this period.
After the Morning Hour or the period for routine morning business, the
Senate normally resumes consideration of the business previously
before it. This business may be set aside, temporarily or
indefinitely, in favor of other business through motions or unanimous
consent requests by the majority leader. At any point in the day,
noncontroversial business also may be conducted by unanimous consent.
Unanimous Consent Agreements
Senators' rights to debate and to offer nongermane amendments
encourage the leaders to seek unanimous consent agreements that
limit the exercise of these rights during consideration of a
specified matter. If any Senator objects, the Senate cannot impose
such an agreement, but once it is accepted, the Senate may later
change its terms only by unanimous consent.
Unanimous consent agreements limiting the time for debate on a measure
are frequently called "time agreements." Time agreements impose stated
limits on debate of questions that may arise during consideration of
a measure, and often on the legislation itself. These agreements place
the time provided under the control of managers. Other Senators then
may speak only if a manager yields them part of the time he or she
controls.
Unanimous consent agreements also may require that amendments to a
measure be germane, or, alternatively, relevant to it. Relevancy is
a somewhat less restrictive standard than germaneness. An agreement
may prohibit all amendments to a measure except those it specifically
identifies.
Responsibility for negotiating time agreements falls primarily on the
party floor leaders and the leaders of the reporting committee.
Individual Senators advise the leaders of their preferences and
intentions, and time agreements may include exceptions to their
general provisions in order to satisfy these preferences.
The Senate begins consideration of most measures without first having
reached a time agreement. For some measures, few amendments and little
debate are expected, making an agreement unnecessary. For others,
consideration may proceed while the floor leaders and managers try
to arrange unanimous consent agreements for limited purposes. Before
consideration of a controversial amendment, for example, leaders may
propose to limit debate on it. If extended consideration occurs, the
leaders often seek an overall agreement limiting debate on each
remaining amendment, or setting a time for a vote on final passage.
The Amending Process
Floor consideration of a measure usually begins with opening
statements by the floor managers, and often by other Senators. The
managers usually are the chair and ranking minority member of the
reporting committee or pertinent subcommittee.
The first amendments to be considered are those recommended by the
reporting committee. If the committee has proposed many amendments,
the manager often obtains unanimous consent that these amendments be
adopted, but that all provisions of the measure as amended remain open
to further amendment. After committee amendments are disposed of,
amendments may be offered to any part of the measure in any order. If
the committee recommends a substitute for the full text of the
measure, the substitute normally remains open to amendment throughout
its consideration.
The Senate may dispose of each amendment either by voting on it
directly or by voting to table it. The motion to table cannot be
debated; and, if the Senate agrees to it, the effect is the same as
a vote to defeat the amendment. If the Senate defeats the motion,
however, debate on the amendment may resume.
While an amendment is pending, Senators may propose amendments to it
(called second-degree amendments) and to the part of the measure the
amendment would change. The Senate votes on each of these amendments
before it votes on the first-degree amendment (the amendment to the
measure). Many additional complications exist. When a complete
substitute for a measure is pending, for example, Senators can propose
six or more first- and second-degree amendments to the substitute and
the measure before any votes must occur.
If an amendment is considered under a time limitation, Senators may
make no motions or points of order, or propose other amendments,
until all the time for debating the amendment has been used or
yielded back. Sometimes, however, the Senate unanimously consents
to lay aside pending amendments temporarily in order to consider
another amendment to the measure.
The amending process continues until the Senate orders the bill
engrossed and read a third time, which precludes further amendment.
Then the Senate votes on final passage.
Voting and Quorum Calls
The Constitution requires a majority of Senators to be present for
the Senate to conduct business. If a Senator suggests the absence of
a quorum, and a majority of Senators do not respond to their names,
the Senate can only adjourn, recess, or attempt to secure the
attendance of additional Senators. However, the purpose of a quorum
call usually is to suspend floor activity temporarily to accommodate
individual Senators, discuss procedural or policy problems, or arrange
subsequent proceedings. As a result, quorum calls usually are ended by
unanimous consent before the clerk completes a call of the roll.
Article. I, sec. 5, paragraph 3 of the Constitution provides that
one-fifth of those present (11 Senators, if no more than a quorum is
present) can order the yeas and nays - also known as a rollcall vote
or a recorded vote. If a Senator asks for the yeas and nays on a
pending question, and the Senate orders them, it does not mean that
a vote will occur immediately. Instead, ordering the yeas and nays
means that whenever the vote does occur, it will be by roll call and
will be recorded in the Journal. Otherwise, votes usually are taken by
voice vote.
Resolving Differences with the House
A bill cannot become a law of the land until it has been approved in
identical form by both houses of Congress. Once the Senate amends and
agrees to a bill that the House already has passed - or the House amends
and passes a Senate bill - the two houses may begin to resolve their
legislative differences by way of a conference committee or through
an exchange of amendments between the houses.
Conference Committees
If the Senate does not accept the House's position (or the House does
not agree to the Senate's position), one of the chambers may propose
creation of a conference committee to negotiate and resolve the
matters in disagreement between the two chambers. Typically, the
Senate gets to conference with the House by adopting this standard
motion: "Mr. President, I move that the Senate insist on its
amendments (or "disagree to the House amendments" to the Senate-passed
measure), request a conference with the House on the disagreeing votes
thereon, and that the Chair be authorized to appoint conferees."
This triple motion rolled into one - to insist (or disagree), request,
and appoint - is commonly agreed to by unanimous consent. The presiding
officer formally appoints the Senate's conferees. (The Speaker names
the House conferees.) Conferees are traditionally drawn from the
committee of jurisdiction, but conferees representing other Senate
interests may also be appointed.
There are no formal rules that outline how conference meetings are
to be organized. Routinely, the principals from each chamber or their
respective staffs conduct pre-conference meetings so as to expedite
the bargaining process when the conference formally convenes. Informal
practice also determines who will be the overall conference chair
(each chamber has its own leader in conference). Rotation of the
chairmanship between the chambers is usually the practice when matched
pairs of panels (the tax or appropriations panels, for example)
convene in conference regularly. For standing committees that seldom
meet in conference, the choice of who will chair the conference is
generally resolved by the conference leaders from each chamber. The
decision on when and where to meet and for how long are a few
prerogatives of the chair, who consults on these matters with his or
her counterpart from the other body.
Once the two chambers go to conference, the respective House and
Senate conferees bargain and negotiate to resolve the matters in
bicameral disagreement. Resolution is embodied in a conference report,
signed by a majority of Senate conferees and House conferees. The
conference report must be agreed to by both chambers before it is
cleared for presidential consideration. In the Senate, conference
reports are usually brought up by unanimous consent at a time agreed
to by the party leaders and floor managers. Because conference reports
are privileged, if any Senator objects to the unanimous consent
request, a nondebatable motion can be made to take up the conference
report. Approval of the conference report itself is subject to
extended debate, but conference reports are not open to amendment.
Almost all of the most important measures are sent to conference, but
these are only a minority of the bills that the two houses pass each
year.
Exchange of Amendments between the Houses
Differences between versions of most noncontroversial bills and some
major bills that must be passed quickly are reconciled through the
exchange of amendments between the houses. The two chambers may send
measures back and forth, amending each other's amendments until they
agree to identical language on all provisions of the legislation.
Generally, the provisions of an amendment between the houses are the
subject of informal negotiations, so extended exchanges of amendments
are rare. But there is also a parliamentary limit on the number of
times a measure may shuttle between the chambers. In general, each
chamber has only two opportunities to amend the amendments of the
other body because both chambers prohibit third-degree amendments. In
rare instances, however, the two chambers waive or disregard the
parliamentary limit and exchange amendments more than twice. The
current record is nine exchanges.
At any stage of this process a chamber may accept the position of the
other body, insist on its most recent position, request a conference
to resolve the remaining differences, or refuse to take further action
and allow the measure to die.
The Senate normally takes action on an amendment of the House only
when there is an expectation that the amendment may be disposed of
readily, typically by unanimous consent. In the absence of such an
expectation, the Senate will generally proceed to conference in order
to negotiate a resolution to any serious disagreements within the
Senate or with the House rather than attempt to resolve them on the
floor.
Enrollment
The Senate and House must resolve all their disagreements concerning
a bill or joint resolution before it can be "enrolled" and presented
to the President for his approval or veto. When the measure has
finally been approved by both houses, all the original papers are
transmitted to the enrolling clerk of the originating chamber.
Enrollment and Presidential Action
Enrollment and Presentation
After the Senate and House resolve all their disagreements concerning
a bill or joint resolution, all the original papers are transmitted
to the enrolling clerk of the originating chamber, who has the measure
printed on parchment, certified by the chief officer of the
originating chamber, and signed by the Speaker of the House and by
either the Vice President (who is the President of the Senate) or the
authorized presiding officer of the Senate. The enrolled bill then
goes to the President for his approval or veto.
Measures are not always presented immediately to the President. A
variety of factors can produce delays. When the President has been out
of the country for long periods of time, for example, the White House
and congressional leaders have agreed that enrolled measures will be
presented to the President upon his return; at other times, measures
have been sent to the President overseas. In other instances,
congressional leaders present measures so as to give time for
organizing public signing ceremonies or so the signing to take place
on a particular day. In still other instances, depending on whether
the President is expected to sign or veto a measure, congressional
leaders time the presentation to avoid or to bring political pressure
to bear on the President.
Presidential Action
Pursuant to Article 1, section 7 of the Constitution, "Every Bill,
which shall have passed the House of Representatives and the Senate,
shall, before it become a Law, be presented to the President of the
United States; . . . ." If the President approves and signs the
measure within 10 days, it becomes law. The 10-day period begins on
midnight of the day the President receives the measure, and Sundays
are not counted. Thus, if the President were to receive an enrolled
measure on Thursday, February 14th, the first day of the 10-day period
would be Friday, February 15th; the last day would be Tuesday,
February 26th.
If the President objects to a measure, he may veto it by returning it
to its chamber of origin together with a statement of his objections,
again within the same 10-day period. Unless both chambers subsequently
vote by a 2/3 majority to override the veto, the measure does not
become law.
If the President does not act on a measure - approving or vetoing
it - within 10 days, the fate of the measure depends on whether Congress
is in session. If Congress is in session, the bill becomes law without
the President's approval. If Congress is not in session, the measure
does not become law. Presidential inaction when Congress is not in
session is known as a pocket veto. Congress has interpreted the use of
the pocket veto to be limited to the final, so-called sine die
adjournment of the originating chamber. The President's pocket veto
authority is not definitively decided.
Source:
www.senate.gov